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Title Wiley Series 63 Securities Licensing Exam Review 2019 + Test Bank : the Uniform Securities Agent State Law Examination. / the Security Institute of America, Inc.
Publication Hoboken, New Jersey : Wiley, [2019]
Copyright date ©2019
Description xiii, 190 pages ; 28 cm.
Call # 332.632 W
Series Wiley securities licensing series
Wiley securities licensing series.
Note Includes index.
Summary "Passing the Uniform Securities Agent State Law Examination (Series 63) qualifies an individual to act as a securities agent. The exam covers the principles of state securities regulation as reflected in the Uniform Securities Act and its amendments and related rules, as well as ethical practices and fiduciary obligations. Many states require an agent to pass the Series 63 exam in addition to the Series 6, 7 or 62 exams to conduct securities business within the state. Created by the experts at The Securities Institute of America, Inc., Wiley Series 63 Exam Review 2019 arms you with everything you need to pass this challenging 60-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test."--Back cover
Subject Securities -- United States -- Examinations, questions, etc.
Stockbrokers -- United States -- Examinations, questions, etc.
Stocks -- United States -- Examinations -- Study guides.
Securities. (OCoLC)fst01110743
Stockbrokers. (OCoLC)fst01133658
Stocks -- Examinations. (OCoLC)fst01133715
United States. (OCoLC)fst01204155
Genre Examinations. (OCoLC)fst01423780
Study guides. (OCoLC)fst01423888
Addl. Author Securities Institute of America, Inc.
Cover Ti Series 63 exam review study + test bank
Alt Title Series sixty three exam review study
Wiley series sixty three security licensing exam review 2019
ISBN 9781119553090

Location CALL # Status Message
 Central 2nd Fl - BCC - Test Preparation  332.632 W    DUE 04-30-21  
 Central 2nd Fl - BCC - Test Preparation  332.632 W    CHECK SHELVES