United States. Securities and Exchange Commission -- Management -- Evaluation. : Who's watching the watchdog? : examining financial management at the SEC : hearing before the Federal Financial Management, Government Information, and International Security Subcommittee of the Committee on Homeland Security and Governmental Affairs, United States Senate One Hundred Ninth Congress, first session, July 27, 2005.
Persons deemed not to be engaged in a distribution and therefore not underwriters -- See Rule 144
United States. Securities and Exchange Commission -- Planning. : SEC strategic planning : will additional resources help SEC fulfill its mission? : hearing before the Subcommittee on Government Efficiency and Financial Management of the Committee on Government Reform, House of Representatives, One Hundred Eighth Congress, first session, July 23, 2003.