Brooklyn Public Library / All Locations

United States. Securities and Exchange Commission -- History. : The transformation of Wall Street : a history of the Securities and Exchange Commission and modern corporate finance / by Joel Seligman.

1982

1

United States. Securities and Exchange Commission -- Management.

2

United States. Securities and Exchange Commission -- Management -- Evaluation. : Who's watching the watchdog? : examining financial management at the SEC : hearing before the Federal Financial Management, Government Information, and International Security Subcommittee of the Committee on Homeland Security and Governmental Affairs, United States Senate One Hundred Ninth Congress, first session, July 27, 2005.

2006

1

United States. Securities and Exchange Commission. Office of Investor Education and Advocacy -- Admi : The SEC's Office of Investor Education and Advocacy [electronic resource] / U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy.

2007-

1

United States. Securities and Exchange Commission. Office of Investor Education and Assistance -- See also United States. Securities and Exchange Commission. Office of Investor Education and Advocacy

1

United States. Securities and Exchange Commission -- Officials and employees. : Eagle on the street : the SEC and Wall Street during the Reagan years / David A. Vise and Steve Coll.

2017

1

United States. Securities and Exchange Commission -- Officials and employees -- Selection and appoin

3

United States. Securities and Exchange Commission -- Periodicals.

5

United States. Securities and Exchange Commission -- Personnel management.

2

Persons deemed not to be engaged in a distribution and therefore not underwriters -- See Rule 144

1

United States. Securities and Exchange Commission -- Planning. : SEC strategic planning : will additional resources help SEC fulfill its mission? : hearing before the Subcommittee on Government Efficiency and Financial Management of the Committee on Government Reform, House of Representatives, One Hundred Eighth Congress, first session, July 23, 2003.

2003

1