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    Securities Industry Essentials exam with online practice / by Steven M. Rice
    Book | 2019
    Not Available (332.63209 R)
    3 holds on first copy returned of 1 copy
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    Location Call No. Status Message
    Central 2nd Fl - BCC - Test Preparation 332.63209 R IN TRANSIT
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    Securities regulation in a nutshell / Thomas Lee Hazen (Cary C. Boshamer Distinguished Professor of Law, the University of North Carolina at Chapel Hill)
    Book | 2016
    Available (346.73092 H)
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    Location Call No. Status Message
    Central 2nd Fl - BCC - Personal Finance 346.73092 H CHECK SHELVES
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    Regulation of securities, markets, and transactions : a guide to the new environment / Patrick S. Collins
    Book | 2011
    Available (332.632 C)
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    Location Call No. Status Message
    Central 2nd Fl - BCC - Personal Finance 332.632 C CHECK SHELVES
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    Mortgage-backed securities : products, structuring, and analytical techniques / Frank J. Fabozzi, Anand K. Bhattacharya, William S. Berliner
    Book | 2011
    Available (332.6323 F)
    1 hold on first copy returned of 1 copy
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    Location Call No. Status Message
    Central 2nd Fl - BCC - Personal Finance 332.6323 F CHECK SHELVES
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    Fundamentals of securities regulation / Louis Loss, Joel Seligman, Troy Paredes
    Book | 2011
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    Call No. 346.73066 L
    Library Has 6th ed + latest supplement
    Location Central 2nd Fl - BCC - Ref 
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    Modern securities transfers / by Egon Guttman
    Book | 2010-
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    Call No. 346.73092 G
    Library Has Bound volumes: 1967; 71; 87
    Latest Received May 2018
    Location Central 2nd Fl - BCC - Ref 
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    Convertible securities [electronic resource] / U.S. Securities and Exchange Commission
    Internet File | 2009
    Not Available (WEB SITE 332.6322)
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    Rule 144, selling restricted and control securities [electronic resource] / U.S. Securities and Exchange Commission
    Internet File | 2008
    Not Available (WEB SITE 332.632)
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    Researching the federal securities laws through the SEC website [electronic resource] / U.S. Securities and Exchange Commission
    Internet File | 2008
    Not Available (WEB SITE 346.730922)
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    Guide to identifying and avoiding securities fraud [electronic resource] : online publications at the SEC / U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy
    Internet File | 2007
    Not Available (WEB SITE 016.364163)
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    Securities Investor Protection Corporation (SIPC) [electronic resource] / U.S. Securities and Exchange Commission
    Internet File | 2007
    Not Available (WEB SITE 332.632)
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    Arbitration, how to find a lawyer specializing in securities [electronic resource] / U.S. Securities and Exchange Commission
    Internet File | 2006
    Not Available (WEB SITE 340.973092)
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    "Restricted" securities [electronic resource] : removing the restrictive legend / U.S. Securities and Exchange Commission
    Internet File | 2005
    Not Available (WEB SITE 332.632)
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    Holding your securities--get the facts [electronic resource] / U.S. Securities and Exchange Commission
    Internet File | 2003
    Not Available (WEB SITE 332.632)
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    Registration under the Securities Act of 1933 [electronic resource] / U.S. Securities and Exchange Commission
    Internet File | 2003
    Not Available (WEB SITE 346.730922)
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    Fraud in the sale of unregistered securities of telecommunications technology ventures [electronic resource] / U.S. Securities and Exchange Commission
    Internet File | 2001
    Not Available (WEB SITE 364.163)
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    The professional's guide to the U.S. government securities markets : treasuries, agencies, mortgage-backed instruments / George M. Bollenbacher with the assistance of Samuel P. Peluso
    Book | 1988
    Not Available (332.63232 B)
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    Securities and investments [electronic resource]
    Internet File |
    Not Available (WEB SITE 332.60973)
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