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    Securities Industry Essentials exam with online practice / by Steven M. Rice
    Book | 2019
    Not Available (332.63209 R)
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    Central 2nd Fl - BCC - Test Preparation 332.63209 R DUE 11-18-19
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    Securities regulation in a nutshell / Thomas Lee Hazen (Cary C. Boshamer Distinguished Professor of Law, the University of North Carolina at Chapel Hill)
    Book | 2016
    Available (346.73092 H)
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    The industrial organization and regulation of the securities industry / edited by Andrew W. Lo
    Book | 1996
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    The U.S. Securities and Exchange Commission : a research and information guide / John W. Graham
    Book | 1993
    Available (016.3539 G)
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    Distressed securities : analyzing and evaluating market potential and investment risk / Edward I. Altman
    Book | 1991
    Available (332.632 A)
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    A guide to trade and securities statistics
    Book | 1977
    Available (338.973 B)
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    Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission
    Book | 1977-
    Available (338.74 U58 SAR Appendix)
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    Securities exchange act amendments of 1973. : Hearings, Ninety-third Congress, first session, on H.R. 5050 and H.R. 340
    Book | 1974-
    Available (332.642 U58 ICS pt 1-2)
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    Securities regulation and the New Deal / by Michael E. Parrish
    Book | 1970
    Available (332.63 P)
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    Arbitrage in domestic securities in the United States / [by] Morgan D. Evans, Jr
    Book | 1965
    Available (332.64 E921 A)
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    The handbook of mortgage-backed securities / edited by Frank J. Fabozzi
    Book | 2016
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    • 1 copy ordered for Central 2nd Fl - BCC - Non-Fiction on 11-15-2019.
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    Regulation of securities, markets, and transactions : a guide to the new environment / Patrick S. Collins
    Book | 2011
    Available (332.632 C)
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    Central 2nd Fl - BCC - Personal Finance 332.632 C CHECK SHELVES
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    Fundamentals of securities regulation / Louis Loss, Joel Seligman, Troy Paredes
    Book | 2011
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    Call No. 346.73066 L
    Library Has 6th ed + latest supplement
    Location Central 2nd Fl - BCC - Ref 
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    Modern securities transfers / by Egon Guttman
    Book | 2010-
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    Call No. 346.73092 G
    Library Has Bound volumes: 1967; 71; 87
    Latest Received May 2018
    Location Central 2nd Fl - BCC - Ref 
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    Convertible securities [electronic resource] / U.S. Securities and Exchange Commission
    Internet File | 2009
    Not Available (WEB SITE 332.6322)
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    Rule 144, selling restricted and control securities [electronic resource] / U.S. Securities and Exchange Commission
    Internet File | 2008
    Not Available (WEB SITE 332.632)
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    Researching the federal securities laws through the SEC website [electronic resource] / U.S. Securities and Exchange Commission
    Internet File | 2008
    Not Available (WEB SITE 346.730922)
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    Guide to identifying and avoiding securities fraud [electronic resource] : online publications at the SEC / U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy
    Internet File | 2007
    Not Available (WEB SITE 016.364163)
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    Securities Investor Protection Corporation (SIPC) [electronic resource] / U.S. Securities and Exchange Commission
    Internet File | 2007
    Not Available (WEB SITE 332.632)
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    Arbitration, how to find a lawyer specializing in securities [electronic resource] / U.S. Securities and Exchange Commission
    Internet File | 2006
    Not Available (WEB SITE 340.973092)
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